First Issues Collectors Club

Results: 188



#Item
71Central Securities Depositories / Depository Trust & Clearing Corporation / Securities / First Issues Collectors Club / ACT / UBS / Futures contract / U.S. Securities and Exchange Commission / Federal Reserve System / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-04-16 16:22:17
72United States Securities and Exchange Commission / Finance / 73rd United States Congress / Securities Exchange Act / Depository Trust & Clearing Corporation / First Issues Collectors Club / U.S. Securities and Exchange Commission / Financial system / Financial economics / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-05-19 10:51:51
73Business / United States securities law / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Short / Futures contract / Securities Exchange Act / Margin / First Issues Collectors Club / Finance / Financial economics / Financial markets

FICC: Order Granting Approval of a Proposed Rule Change to Amend the Rules of the Government Securities Division to Modify the Penalty Assessment Process for Violations of Minimum Financial Standards and for Failures of

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Source URL: www.sec.gov

Language: English - Date: 2004-11-16 17:10:04
74Financial markets / First Issues Collectors Club / U.S. Securities and Exchange Commission / Securities Exchange Act / Short / Futures contract / Financial economics / Financial system / Finance

SR-CBOE[removed]: Order Granting Petition for Review and Scheduling Filing of Statements; [removed]Sep. 29, 2004

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Source URL: www.sec.gov

Language: English - Date: 2004-09-29 16:03:08
75Finance / Depository Trust & Clearing Corporation / Clearing / Settlement / First Issues Collectors Club / Federal Reserve System / Bank / UBS / Financial economics / Securities / Financial system

Notice of Filing of a Proposed Rule Change Relating to the Federal Reserve’s National Settlement System; Rel. No[removed], File No. SR-FICC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-10-24 16:42:08
76United States securities law / Depository Trust & Clearing Corporation / Securities / First Issues Collectors Club / UBS / Securities Exchange Act / Clearing Corporation / Financial economics / Finance / Financial system

Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities; Rel. No[removed], File No. SR-FICC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-07-27 17:51:52
77First Issues Collectors Club / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-10-06 17:50:54
78Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Depository Trust & Clearing Corporation / First Issues Collectors Club / Securities Exchange Act / Settlement / Clearing house / Financial economics / Securities / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]May 29, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing Proposed Rule Change to Include trueEX L

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Source URL: www.sec.gov

Language: English - Date: 2013-05-29 20:06:53
79Depository Trust & Clearing Corporation / Securities / First Issues Collectors Club / Federal Reserve System / Securities Exchange Act / Futures contract / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-11-21 15:22:16
80United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities Exchange Act / Bankruptcy in the United States / First Issues Collectors Club / U.S. Securities and Exchange Commission / Bankruptcy / Economics / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-02-27 15:25:34
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